Practice Area

Investment Malpractice Attorneys


Have you lost money investing with your brokerage firm? Did your investment professional make recommendations that were unsuitable for you?

FINRA's Suitability Rule requires that a member have reasonable grounds for believing that the recommendation is suitable for each customer upon the basis of the facts. Accordingly, a broker has a duty to inquire by making “reasonable efforts” to obtain information concerning: 1) financial status, 2) tax status, 3) investment objectives and 4) other information used or considered to be reasonable by the registered representative in making a recommendation to the customer.

If you received investment advice that failed to meet your specific investment needs and goals you may have a claim for damages. Our firm represents individual investors with claims for negligence, breach of fiduciary duty, failure to supervise, unauthorized trading, churning, and breach of contract against investment professionals on a contingency basis. If you have suffered losses of at least $50,000 or more, please contact one of our of attorneys for a complimentary evaluation of your potential case.

Proven Results

  • $12.2m verdict against manufacturer for defective automobile

  • $1.4m verdict in breach of contract case

  • $6m verdict against a tobacco company

  • $2.1m verdict against a tobacco company

  • $1.8m verdict against a tobacco company

  • $1 million medical malpractice settlement

  • $850k defective automobile settlement

  • $500k auto negligence settlement

  • $450k auto negligence settlement

  • $400k auto negligence settlement

  • $350k settlement against manufacturer of defective product

  • $6.5m verdict against a tobacco company

Ready to win?

It all starts with your free initial consultation.

contact us

  • Fort Lauderdale

    Our central offices are conveniently located in the BB&T Corporate Center in downtown Fort Lauderdale, Florida.

    110 E Broward Blvd

    Suite 1630

    Fort Lauderdale, FL 33301

    Phone: (954) 462-6700
    Fax: (954) 462-6567

    Our Fort Lauderdale office serves greater Broward County and Palm Beach County, including Plantation, Davie, Sunrise, Tamarac, Margate, Lauderhill, Pompano Beach, Boca Raton, and West Palm Beach.

  • Miami

    3195 Ponce de Leon Blvd

    #200

    Miami, FL 33134

    Phone: (305) 460-9007

    Our Miami office serves greater Miami-Dade County, including Miami Lakes, Homestead, North Miami Beach, Pinecrest, Miami Springs, North Bay Village, Biscayne Park, Sunny Isles Beach, Hialeah Gardens, Golden Beach, Coral Gables, Doral, Opa-Locka, Surfside, Aventura, and Key Biscayne.

  • Pensacola

    3298 Summit Blvd

    #11

    Pensacola, FL 32503

    Phone: (850) 857-0070

    Our Pensacola office serves greater Escambia County, including Pensacola, Pensacola Beach, Century, Bellview, Brent, Ensley, Ferry Pass, Cantonment, and Warrington.