Practice Area

Investment Malpractice Attorneys


Have you lost money investing with your brokerage firm? Did your investment professional make recommendations that were unsuitable for you?

FINRA's Suitability Rule requires that a member have reasonable grounds for believing that the recommendation is suitable for each customer upon the basis of the facts. Accordingly, a broker has a duty to inquire by making “reasonable efforts” to obtain information concerning: 1) financial status, 2) tax status, 3) investment objectives and 4) other information used or considered to be reasonable by the registered representative in making a recommendation to the customer.

If you received investment advice that failed to meet your specific investment needs and goals you may have a claim for damages. Our firm represents individual investors with claims for negligence, breach of fiduciary duty, failure to supervise, unauthorized trading, churning, and breach of contract against investment professionals on a contingency basis. If you have suffered losses of at least $50,000 or more, please contact one of our of attorneys for a complimentary evaluation of your potential case.

Proven Results

  • $12.2m verdict against manufacturer for defective automobile

  • $6.5m verdict against a tobacco company

  • $6m verdict against a tobacco company

  • $2.1m verdict against a tobacco company

  • $1.8m verdict against a tobacco company

  • $1.4m verdict in breach of contract case

  • $1.35m verdict against a tobacco company

  • $1 million medical malpractice settlement

  • $850k defective automobile settlement

  • $500k auto negligence settlement

  • $450k auto negligence settlement

  • $400k auto negligence settlement

  • $350k settlement against manufacturer of defective product

Ready to win?

It all starts with your free initial consultation.

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  • Fort Lauderdale

    Our central offices are conveniently located in the BB&T Corporate Center in downtown Fort Lauderdale, Florida, with easy access from I-95.

    110 E Broward Blvd

    Suite 1630

    Fort Lauderdale, FL 33301

    Phone: (954) 462-6700
    Fax: (954) 462-6567

    Our Fort Lauderdale office serves greater Broward County and Miami-Dade County, including Plantation, Davie, Sunrise, Tamarac, Margate, Lauderhill, Miami Lakes, Homestead, North Miami Beach, North Bay Village, Biscayne Park, Sunny Isles Beach, Hialeah Gardens, Golden Beach, Coral Gables, Doral, Opa-Locka, Surfside, Aventura, and Key Biscayne.

  • Boca Raton

    Our Boca Raton office is conveniently located in the Town Center Executive Suites, with easy access from I-95.

    5550 Glades Road

    Suite 526/527

    Boca Raton, FL 33431

    Phone: (954) 462-6700

    Our Boca Raton office serves northern Broward County and Palm Beach County, including Pompano Beach, Jupiter, West Palm Beach, and Palm Beach Gardens.